PHOTO: Robyn Twomey
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THE iPOD’S KEY PARTS: were known when Apple patented them as a
combo. Will the patent stand up?
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This spring, the U.S. Supreme Court made it harder to
patent things by raising a standard known as
“obviousness.” A lot of people had figured that this
bar had fallen so low you could practically step over
it. Now some people are talking as if there’s no longer
any point in getting a patent—but that’s going too far.
Still, some existing patents probably will fall by the
wayside.
I procure patents much more than I litigate them, but
within only a month of the decision, even I found myself
in court, using the Supreme Court case as ammunition
against a patent. I am not alone: within days of the
ruling, Vonage, based in Holmdel, N.J., asked to retry a
US $58 million lawsuit it had lost in March for
infringing on New York City–based Verizon’s patents. The
real question for engineers, though, seems to be this:
Just how high is the obviousness bar now?
To answer that question, you have to take a good, hard
look at the case that induced the court to redefine the
word “obvious.”
Teleflex of Limerick, Pa., had sued KSR International
of Ridgetown, Ont., over the adjustable gas pedals that
KSR was supplying to General Motors. The court
invalidated Teleflex’s patent because the claimed
innovation consisted of a combination of known
components—an adjustable gas pedal equipped with an
electronic sensor that controlled the throttle—that all
functioned just as they were designed to function.
That’s “ordinary innovation,” the court decided on 30
April 2007, the kind anyone schooled in the art could
have foreseen without the slightest effort. It is
therefore too obvious to be patentable.
This ruling contradicted that of the U. S. Court of
Appeals for the Federal Circuit, the usual last chance
in patent matters, given that the Supreme Court hears
only one or two patent cases a year. The lower court had
reasoned that because no one had written out or taught
the idea of combining an adjustable gas pedal with a
sensor, the combination constituted real innovation. The
Supreme Court rejected this legal test, arguing that
although the presence of such a “teaching” would indeed
make the combination obvious, the lack of it does not
necessarily make a combination unobvious.
Immediately following the Supreme Court’s KSR ruling,
the Federal Circuit then added another category of
obvious, and thus not patentable, ideas: electronic
versions of previously known mechanical devices.
Leapfrog, a retailer of children’s learning toys in
Emeryville, Calif., held a patent for an electronic
interactive learning device that sounds out the letters
in a word as a child selects them. Leapfrog sued
Fisher-Price of East Aurora, N.Y., alleging that the
latter’s similar PowerTouch product infringed on the
Leapfrog patent. The Federal Circuit disagreed, arguing
that Leapfrog’s patent was obvious, based on a 1973
patent describing an electromechanical device with a
phonograph record actuated by puzzle pieces. Pressing on
a puzzle piece imprinted with a letter caused the record
to play the sound of that letter in a word. “Applying
modern electronics to older mechanical devices has been
commonplace in recent years,” the court held.
Does that mean the first MP3 player is obvious in
light of a 1950s-era Wurlitzer jukebox? Not so fast,
says the Supreme Court. Recognizing that “inventions in
most, if not all, instances rely on building blocks long
since uncovered” and that “discoveries almost of
necessity will be combinations of what, in some sense,
is already known,” the Supreme Court said engineering
would count as unobvious if it went against the
conventional thinking in the field. Also unobvious is
any combination of old elements that work together in an
unexpected manner.
Prove that a product is commercially successful, that
it addresses a long-felt need, that it has been copied
by or is licensed to others, and you’ll have an easier
time convincing the patent office that you deserve a
patent or, if you already have one, that it’s valid. The
more unexpected the success of an innovation, the
stronger will be the claim of being unobvious.
Most patents will survive the court’s latest ruling,
because it leaves several other doctrines regarding
unobviousness intact. One such doctrine deals with a
solution that appears obvious only after the problem it
addresses has been identified. In one old case involving
a mixing vial with two compartments separated by a seal,
everyone believed that leakage from one compartment into
the other occurred around the seal. One inventor
discovered that leakage occurred through the seal and
won a patent, even though his solution to this
problem—using a different material for the
seal—was fairly obvious.
Another way to prove unobviousness is by showing that
something that seems obvious after a problem has been
simplified may well not have been so beforehand. This is
best explained through the example of an engineer who
found a way to keep all parts of a mold at a set
temperature by using a single temperature sensor to
control several valves that allowed a cooling or heating
medium to enter—a job that prior machines had done by
assigning each valve a sensor of its own. The courts
ruled that the new simplified system was unobvious.
Still another doctrine holds that something pieced
together from prior art is not obvious if the
construction of the pieces had to be changed to make
them fit. In one old case, a patent for a blood filter
put the inlet and outlet on the top, whereas an earlier
patent for a fuel filter had them on the bottom. But the
court decided that this apparent resemblance didn’t stop
the blood-filter patent from being unobvious. Reason: if
you turned the fuel filter upside down so that it
resembled the blood filter, aspects of its internal
construction would have kept it from working. That was
difference enough.
That’s not to minimize the importance of the court’s
latest ruling. Let’s take a look again at the case of an
MP3 player. Imagine a company came along and tried to
patent a media player with three key
components—a housing that encloses various electrical
components that perform computations, a touch pad based
on polar coordinates “including angular input areas for
providing input from a swirling finger motion,” and “a
button disposed at a central portion of the touch pad”
that provides another kind of input.
Of course, we’re talking about Apple’s iPod.
Separately, all three of these components were known
when Apple filed its patent application in 2001, but
Apple convinced the patent office that the three
components had never before been combined in one
product. But don’t each of the components function as
expected? And aren’t polar coordinate touch pads
designed to process swirling motion input? And aren’t
buttons to be pressed so as to provide an input? Would
the notion of a central button surrounded by a polar
coordinate touch pad have surprised any consumer
electronics designer? I doubt it.
What happens if the Apple patent is re-examined under
the court’s new standard? Time will tell. At the end of
the day, what is obvious is still highly subjective.
Following the KSR ruling, for better or worse,
obviousness is also a legal question decided by a judge
rather than a jury. And that has some patent owners
truly worried.