How do you get involved
as a reviewer?
We want to invite as many people as we can to
participate as peer reviewers, regardless of their
professional qualifications. Those with expertise in
science or law, or simply with the enthusiasm or
interest in the future of innovation and in patents,
should get involved by visiting http://www.peertopatent.org.
The way the process works is that one selects a
patent application from the list of those posted for
public review. We’ll be posting 10 to 25 new
applications each month, and what we’re really looking
for the public to do is to find what’s known as prior
art—in other words, publications that relate to the
claims of this patent application. So what we’re looking
for is help for the examiner in finding information,
whether it’s another patent, whether it’s a product,
whether it’s a piece of software code, whether it’s a
magazine article or a book that may relate to this
particular application, and therefore give the patent
examiner guidance in assessing whether this invention in
fact deserves the 20-year grant of monopoly rights that
comes with the patent.
Reviewing is a free process. It’s hopefully an easy
process to access. But I don’t want to mislead people:
it’s not simple. It’s not as simple as posting an entry
on Wikipedia. It’s technologically as easy, but we
recognize that it’s hard work to read a patent
application and to find information that’s relevant to
it. But we think that it is well worth the time because
this information will be directly relevant in deciding
whether or not an application will succeed.
What you can also do is to help review the prior art
that’s been submitted by other people—to help make the
determination about whether the submitted prior art
deserves to be forwarded to the patent examiner.
The reason we’ve gotten the USPTO to agree to do this
pilot is that we have committed not to deluge them with
too much information, too much irrelevant information.
They’re already backlogged enough. What we’re doing is,
as a community, we’re working together to select the 10
best pieces of information to forward to the patent
office. The decision about what are the 10 best will be
decided by the community itself, using the tools that
are available online.
So each reviewer would
basically have a vote, helping to determine which of
the submitted prior art would be among the 10 best?
Yes. If you think about the fact that a patent
examiner now has between 18 and 20 hours for the total
review of a patent application, 18 to 20 hours to decide
whether that Blackberry patent application gets granted
or whether the peanut butter and jelly application
deserves a 20-year grant of monopoly rights, 18 to 20
hours is not a lot of time to complete all the research
and do the review. So what we’re trying to do is home in
and winnow out, so that what gets sent to the patent
office is the information that is the most relevant and
useful to helping the examiner do his or her search and
make that ultimate legal determination.
What do you expect the
results of the program to be?
The first impact that we would hope to have is one
we’ve already begun to have: to open up public discourse
and public conversation around the question of patent
quality and the future of the patent system in this
country. So part of what we’re doing by creating an
online system, by inviting the public to participate, is
opening up a conversation between the legal community
and the scientific community that is long overdue. Right
now there is patent reform being considered in Congress.
The Supreme Court has made several decisions, rulings
this year, related to patents. But the question of the
future of the patent system, though it affects
scientists and engineers more than anyone else, is a
conversation that’s largely been relegated to the legal
community and the policy community. So what we want to
do is open up the conversation, make the patent office
more accountable to the scientific and the engineering community.
The second thing is we need to gather data and
information. Part of the reason we’re doing this as a
pilot is to gather hard data about the ways in which
this potentially can improve the patent process. How
does it change the way the examiners do their job? How
does it affect the way they look for prior art when
examining a patent application? What are the ways in
which it changes the way inventors actually write their
applications? Because the public is looking—and not just
the small legal public, but a much wider public. Will it
cause inventors to write better applications? And then
what ultimately is the impact on the granted patent
application? Will more claims be rejected? Will the
strength of those claims, in fact, be more solid? And
the quality of a patent that comes out of a patent
application that’s been subjected to public review and
public scrutiny—will that in fact be better?
Whether in the scope of a pilot or over a longer
term, what I’m hoping is the patents that are granted
will be better and stronger so that people with more
frivolous applications that don’t deserve a patent may
think twice about even applying for one. And hopefully
the system as a result will become better, with higher
quality applications.
I’d like to also think that the process of making
these applications more widely and publicly available
may—and this will take a long time to measure—ultimately
lead to an increase in licensing revenues, because more
information and news will get out about an invention and
will potentially help to create a market around that
invention. And, at the same time, the hope is that it
will ultimately decrease the rates of litigation and
lawsuits that stem from bad patent applications, because
the application will have been vetted by and scrutinized
by more eyeballs.
Software patents have
been a huge subject of controversy. Should there be
software patents?
There is, of course, a lot of controversy, and in
Europe there has been tremendous success, in the last
year, with limiting the scope of patentability for
software-related inventions. Here we have a much broader
view of patentable subject matter, and it will take a
long time to change the scope of patentable subject
matter. There are plenty of people who wish to see
patents abolished altogether—which would take a
constitutional amendment. The narrowing of the scope of
patentable subject matter, whether it relates to
software or to patents in the biomedical area is an
important area for reform, and I feel strongly that
reform is needed. There are those who are arguing for
shorter patent terms, particularly in the high-tech
arena and the biotech arena. There are many different
proposals out there for reform. They are traditional,
shall we say, legal reform proposals in that they need
to go through Congress and need to go through the
courts, and it will take many years, if it ever happens
at all, to negotiate and will be subject to compromise
and lobbying.
In the meantime, there is a lot that we can do. We’ve
already started, with Peer-to-Patent, to try to make the
process of examining patents better, to make the quality
of the applications that come in better, to try to get
inventors, because they will be subject to public
scrutiny, to stop filing applications that don’t merit a
patent, to draft those applications better so that
they’re clearer and they teach or explain the invention
better to the public. And we can do a better job of
examining those applications, potentially rejecting more
that don’t deserve a patent. It’s not just an issue of
whether we should have software patents. What we’re
trying to do is to improve the process by which the
agency examines patent applications, and we’ve been
able, really in the course of one year, to bring about
what is a revolutionary change in the process of patent examination.
The pilot will subject 250 applications to public
scrutiny. The UK patent office is going to launch a
similar pilot, and they’re going into it with thousands
of patent applications beginning by the end of this
year. And we’re expecting more patent offices to follow
suit. So if we can do something today to improve the
quality of patents, it will help move forward the debate
and the discussion about the scope of those patents and
reform in the patent system.
So software patents were
selected basically as a litmus test?
The reason we started with software patents is simply
because they have the longest backlog of any area of
patent examination, and also because the community, the
people who are reading and listening to this, such as
IEEE members, in fact has a strong spirit of
volunteerism, has a strong spirit of engagement, and
cares about innovation in this area.
We have to start somewhere, so we’re starting here.
But we’ll be expanding over the course of the next year,
and the UK pilot will not be limited to software
patents.
Beyond this program,
what other large areas of concern or areas that need
reform do you see going forward?
There’s plenty we need to do to improve the
functioning of our intellectual property system. But in
the short term we will be working on Peer-to-Patent, to
work for and work with issued patents, for the
reexamination of patents that have already been granted.
We would also like to expand the subject matter of
patents that will face public scrutiny. Ultimately where
this goes, I hope, is to a patent system that is not
simply a pilot for public participation but an
institutionalized mechanism for ongoing public
participation across all areas of patenting. The hope is
to apply some of the techniques that we learned about
social networking, that we know from the private sector,
from Web sites, and begin to apply them to the way
government makes decisions.