Photo: Sally ryan/The New York Times/Redux
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BUT DID IT COUNT? : St. Louis was among the one-third of all
localities in the 2006 U.S. midterm elections
that used new electronic equipment. But myriad
technical problems marred elections in Missouri
and many other states, and some paperless
ballots may have been lost in the ether.
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With high-profile contests in Missouri, Montana,
Virginia, and Wyoming decided on 7 November by margins
as small as a few 10ths of 1 percent, the 2006 U.S.
elections showed why many voters have feared their votes
would not be accurately counted by electronic voting
machines. Problems that day ranged far and wide—from
touch screens that reportedly registered Democratic
votes as Republican ones in Florida, Missouri,
Pennsylvania, and South Carolina, to electronic ballots
in several New Jersey counties that were allegedly
premarked for the Democratic Senate candidate.
In Virginia’s Senate race—the contest that, in the
end, determined that the Democrats would control
Congress for the next two years—poorly written software
truncated the name of the winning candidate, James Webb,
so that his surname did not appear on computer screens
in three cities.
And in a variety of jurisdictions spanning more than a
dozen states, e-voting machines simply failed to boot
up or crashed soon after the polls opened [see photo,
“But Did It Count?”].
Help may be on the way. A group of graduate computer
engineering students from universities in the United
States and Canada, working under the direction of David
Chaum, introduced a complete voting system in November
that it says avoids all the flaws and limitations of the
commercial ones. Chaum is a leading cryptography
researcher who works independently in Southern
California.
The system, called Punchscan, seems at first blush to
be complex, even Rube Goldbergesque. Yet its operation
can be explained to voters in just a few minutes, and
the ballots resemble nothing so much as the cards used
in bingo, the charity game played in church basements
every week across the United States.
The system Chaum’s group has devised addresses the key
concerns raised by academic critics of commercial
electronic voting systems. Experts accused commercial
companies of selling systems that generated ballots that
could not be recounted in disputed elections, that were
vulnerable to hackers and viruses, and that might even
contain secret computer code that could be used to
hijack an entire election.
More than 20 years ago, Chaum made waves with the
first practical system for electronic cash, a decade
before there was a commercial Internet on which to buy
or sell things. His ideas and patents, if not his
products, have made their way into all walks of
e‑commerce, including electronic banking and Internet
gambling. His e‑cash inventions preserved the
anonymity that is a key feature of physical cash
transactions, an important feature. He hopes now to
provide a similar privacy—and security—to electronic
voting.
A Punchscan ballot is a long sheet of paper with a
perforation in the middle. Printed on each half is a
unique number identifying the ballot. When the ballot is
folded over, the top part has the candidates’ names for
each position being contested; each candidate is
assigned a letter of the alphabet. Separately, for each
position, there is a set of holes with the letters
corresponding to the candidates showing through them
[see photo, “Bingo!”].
When the voter chooses a candidate with a special
orange highlighter-style daubing pen, the mark appears
around the hole on the top sheet as well as on the
letter on the bottom sheet. After making their choices,
voters tear the ballot at the perforation and file one
half—or the other—by passing it through a small portable
scanner, similar to those sold in computer stores for
about US $100. The other half is destroyed in a paper
shredder.
Punchscan can figure out the voter’s choices, but
no database connects ballot and voter
Here’s the really clever part: the assignment of
letters to candidates is random and is not necessarily
the same on any two ballots. So, even though either half
of the ballot can represent the voter’s choices, you
cannot discern the voter’s selections by looking at just
one of them. This is because the marked letters on the
one sheet appear without the names of the candidates,
and on the other sheet, the colored hole doesn’t have a
letter corresponding to the candidate’s name.
The Punchscan system can figure out the voter’s
choices, because that random assignment is recorded in
a database keyed to the ballot number. But the voter’s
personal choices are private, because no database is
kept that associates the ballot number with the
voter’s name. Absentee voters can mail in either half
of the ballot. And if scanners, or the personal
computers they are attached to, fail to work for some
reason, election officials can simply put the half
sheet in an old‑fashioned ballot box to be counted
later.
A significant virtue of the Punchscan system, Chaum
says, is that it can be implemented with off-the-shelf
equipment. The sophisticated scanning software devised
by his student associates lets ballots be read under
poor lighting conditions and at odd angles, so that
inexpensive readers would suffice. But should election
officials opt for robust, large-paper scanners costing
$2000, Chaum claims the expense of outfitting a precinct
would still be less than buying optical-scan voting
machines at $6500 apiece, a typical price.
In the Punchscan system, security comes cheaper, too.
For example, machines don’t have to be physically
sequestered and guarded, because at no point in the
voting process do the computers have more than half the
information needed to know how a voter voted.
“From a security perspective, it’s very clever,” says
Dan Wallach, a computer scientist and e-voting expert at
Rice University, in Houston. But Wallach worries that
the Punchscan system could put excessive demands on
voters. “Because of the random way the system correlates
candidates with letters and their position on the
ballot,” he says, “voters would have to do several
things where they now do only one: after finding the
candidate’s name, they mark a circle next to it. With
Punchscan, they have to figure out the symbol for that
candidate and find its location, as well as put an ink
blotch over it. Voting systems have to be usable by the
broad population—and more steps mean more chances for
errors.”
Chaum introduced Punchscan a week before the 2006
general election with informal demonstrations in
Washington, D.C. The graduate students who created key
parts of the system conducted the demos, along with two
of their professors, Poorvi Vora, in the department of
computer science at George Washington University, in
Washington, D.C., and Alan Sherman, in the department
of computer science and electrical engineering at
the University of Maryland, in Baltimore. There were
also two students from the University of Ottawa, Canada.
A real-world test for Punchscan could come this spring
in a student election, which will probably be held at
one of the researchers’ home schools. “This first
version was designed for university campus elections,”
Chaum says, “though obviously we had federal and local
general elections in mind.”
At around the same time, students will enter Punchscan
in a new National Science Foundation–funded challenge
called the University Voting Systems Competition. A
$10 000 purse is at stake, and the final face-off
between the five best systems is set for July.
In a possible sign of a rapprochement, the prize money
was put up by Election Systems & Software, in Omaha,
one of the largest of the commercial vendors. Chaum
called it “an olive branch from the manufacturing
community to the academics who have been criticizing
their systems.”