The most
important patent case in the history of the Internet, Eolas
vs. Microsoft, reached another milestone last November
when the U.S. Patent and Trademark Office (USPTO) ordered
a rare reexamination of Eolas's patent, which gives the one-person
company control of a key Web browser technology.
Patent
No. 5838906 had already made headlines last August as the
basis of a US $521 million jury award in an infringement lawsuit
that pitted Eolas Technologies Inc., in Chicago, against the
mighty Microsoft Corp., in Redmond, Wash. Eolas argued, successfully,
that Microsoft's Internet Explorer browser (and, in fact,
all browsers) infringe its patent in the way that it invokes
other software, such as a media player, to display a document
that incorporates sounds, graphics, or video clips. Microsoft
has said it will appeal. In the meantime, it is awaiting a
decision on several post-trial motions that are to be ruled
on by 6 January.
Microsoft
will not be proceeding on its own. In October, Tim Berners-Lee,
inventor of the Web and head of the World Wide Web Consortium
(W3C), in Cambridge, Mass., wrote a letter to the patent office
asking that it reconsider the patent in order to "prevent
substantial...damage to the World Wide Web" [see "David and
Goliath Versus Another David," IEEE Spectrum, December
2003]. Berners-Lee said that the original patent examination,
despite taking more than three years, failed to sufficiently
consider earlier software, which if they predate the patent
and do the same things, undermine a patent's claim to originality.
The existence of so-called prior art, in other words, invalidates
an invention's right to be patented.
It seems
almost inconceivable that the question of prior art for the
'906 patent wasn't sufficiently vetted between 1994, when
the patent application was filed, and 1998, when it was granted,
or between 1999, when Eolas filed suit against Microsoft,
and last summer, when the jury arrived at its verdict after
a five-week trial. But, according to Terry Carroll, an intellectual
property attorney in Santa Clara, Calif., "a grass-roots effort
can unearth more prior art than was available in the original
patent examination." In his letter, Berners-Lee asks the patent
office to look at two publications that he says show prior
art "never considered by the [USPTO] during the prosecution
of the '906 patent."
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you are the seller of an Approved Product, unless you misinformed
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The
two documents relate to a software specification called HTML+,
which was written by Dave Raggett, at the time a researcher
at Hewlett-Packard Laboratories, and now a researcher at Berners-Lee's
organization, the W3C. HTML+ was an extension of the earliest
version of HTML, the Web's coding system for documents that
tells a browser how to display, and to link to, other Web
documents.
In 1993,
Raggett participated on a mailing list, www-talk, devoted
to early Web browser software. Among the features discussed
on the list, and subsequently included in HTML+, was a tag
called EMBED. The tag, says Berners-Lee, "is identical in
all material respects to the EMBED tag described in the Eolas
'906 patent, which in turn was the basis for its claims."
Raggett
told Spectrum that although he was a witness at last
summer's trial, the evidence he gave "was not part of the
ruling." He testified for less than a hour, and the questioning
covered only a small part of his work.
Raggett
thinks that many other examples of prior art may not have
been fully considered by the patent office. He mentioned Microsoft's
own object linking and embedding technology, Apple's Hypercard,
Asymetrix Toolbook, and the NeXT operating system.
Richard
Smith, an Internet journalist in Cambridge, Mass., who maintains
a Web page on the '906 patent (http://www.computerbytesman.com/906patent/) ,
also thinks there's "a lot of fertile ground to look around
for prior art," including early versions of Lotus Notes, the
Unix Xwindows system, and bulletin-board software of the 1980s
and early 1990s.
Eolas's
lead attorney, Martin Lueck, a partner in the Minneapolis
law firm Robins Kaplan, Miller and Ciresi LLP, disagrees.
"It's not as simple as it seems," he says. "The question of
prior art here really requires a detailed level of analysis.
If you look at when the Web started, this invention is incredibly
early. That's the reason we won at trial."
The jury
has long since gone home, but the trial is not quite over.
Microsoft has filed a number of motions that preserve its
rights in its promised appeal. In a brief 4 December hearing,
Judge James B. Zagel said he would rule on them by 6 January.
The entire appeals process is expected to take another year.
Now, though, Eolas has to beat not just Microsoft, but the
entire Web busily scanning its own history for prior art.