Patents 2.0 Continued
By Lee A. Hollaar
First Published February 2006
The primary criterion for granting the limited patent
should be novelty. People should not receive protection
for things that are already available to the public. The
novelty-only criterion also avoids the problems
associated with trying to prove or disprove that
something is "obvious" in light of the prior art.
Regular patent protection requires that the invention be
different from past inventions in a way that would not
have been obvious to a person with ordinary skills in
the art of the invention. Often, though, because of the
limited resources available for an examination
determining that difference, this criterion is more a
goal than a reality.
For the limited patent, demonstrating nonobviousness
would not be required, with one caveat: simply
implementing an existing process or method on a computer
or storing it on some new medium would not result in a
novel invention, unless there is something special in
how the computer is being used or the information is
being stored.
In fact, no examination—beyond a check to see that
the minimum filing requirements are met—would be
performed before issuing a registration number, which
the patent owner would be required to use alongside the
invention to gain protection. Because there would be no
official determination of novelty, there would be no
presumption of validity for the limited patent. Anyone
who pays an examination fee and submits prior art
showing the protected item is not novel could challenge
the limited patent.
Should the patent owner try to sue an alleged
infringer, an examination for novelty would be the
initial step in any litigation. At the time of the
filing of a lawsuit, the proceeding would be stayed
pending the patent office's examination. That exam would
take less time than a regular patent examination,
because obviousness would not be considered. In
addition, the alleged violator of the protection would
be able to provide prior art for the examiner to
consider, evidence that would substantially reduce the
cost and duration of litigation, particularly when there
is evidence that protection should not be granted
because the technology isn't novel.
Because the goal is to prevent knockoffs, it would
protect against these who were aware of technology in
the market. Showing that the technology had been
independently created before the patentee's first
commercial use would be an absolute defense. But it
would be a personal defense; the patent would still be
valid against others who cannot show substantial
development of their products prior to the patented
product's introduction.
Although such limited patent protection is clearly
beneficial in its own right, it would also provide the
opportunity to raise the bar for getting a regular
patent. Better patent examination will require a
substantial increase in fees to pay for the greater time
spent by an examiner searching prior art and reviewing
the application.
Once, software developers didn't file applications on
their advances, because they didn't believe that patent
protection was available, resulting in a gap in the
prior art collection. We are still paying for that gap
in terms of patents being issued on old techniques, and
we cannot afford to have that happen again.
Reducing the filing fee for the limited patent would
encourage filings, building the patent prior art
collection. At the same time, a substantial increase in
regular patent fees would pay for a dramatic improvement
in examination quality, perhaps even permitting the
examination of all applications by a team of examiners,
instead of just one. Such a fee increase also could
reduce the workload on the patent office, since many
inventors might opt for the lower-cost, and immediate,
protection of the limited patent and not go for a full
patent at all.
Stretching copyright to provide an alternative to
patents for fast-moving technologies such as computer
software is not the solution, as we learned in a number
of much-criticized cases before software patents became
common. Congress instead should create a new, limited
protection that protects against knockoffs without
overreaching.
About the Author
IEEE Senior Member Lee A. Hollaar is a professor
in the School of Computing at the University of
Utah, Salt Lake City, where he teaches networking
and computer and intellectual property law. He is a
registered patent agent and is the former chair of
IEEE-USA's Intellectual Property Committee.
To Probe Further
Software patent and copyright protection, including
historical cases, are discussed in Lee A. Hollaar's
treatise Legal
Protection of Digital Information (BNA
Books, 2002), available online at http://digital-law-online.info.
A more detailed discussion of the proposed limited
patent protection is at http://digital-law-online.info/papers/lah/mini-patent.htm.