PHOTO: Jeff Topping/The New York Times/Redux
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31 March 2008—Modern nuclear reactors are designed to
have a rate of failure, involving the release of
significant radiation, of just 1 in 1 million per year
per reactor. But what about that other potential source
of lethal radiation—nuclear war? Martin E. Hellman,
emeritus professor of electrical engineering at Stanford
University and IEEE Fellow, applied engineering
risk-analysis methods to the question of what the
failure rate is for the strategy of nuclear deterrence.
His conclusion? The failure rate of nuclear deterrence
is a lot higher than you might think.
Hellman is probably best known for co-inventing
public key cryptography, but he’s been working on the
issue of nuclear deterrence since the 1980s. Nuclear
deterrence could fail by a terrorist event, a
command-and-control error, or a Cold War meltdown like
the Cuban Missile Crisis of 1962, Hellman writes in the
spring issue of The
Bent of Tau Beta Pi, the magazine of the
engineering honor society.
Leaving aside the former two scenarios, Hellman came
up with a sort of equation for Armageddon: the
annualized probability of a Cuban Missile Type Crisis
(CMTC) resulting in World War III during the 50 years of
the Cold War is equal to the annualized probability that
an initiating event (such as the Berlin crisis of 1961)
would lead to a CMTC (3 chances in the past 50 years, by
Hellman’s count), times the conditional probability that
the event becomes a CMTC (one event was the actual Cuban
Missile Crisis, so that’s 1 in 3), times the conditional
probability that the CMTC leads to the use of a nuclear
weapon, times the conditional probability that the use
of a nuclear weapon leads to full-scale nuclear war.
The stickiest points are the last two probabilities,
because they have never happened. Hellman uses
statements from participants in the Cuban crisis to come
up with a lower bound of 10 percent and an upper one of
50 percent for the chance that nuclear weapons would be
used. His estimate of the probability of nuclear weapon
use leading to an all-out nuclear war is in the same
range, based on statements by both the U.S. president at
the time, John F. Kennedy, and his secretary of defense,
Robert S. McNamara.
The result is a range from 2 chances in 10 000 per
year to 5 chances in 1000 per year for just this one
type of trigger mechanism. The values are valid only for
the Cold War years, writes Hellman. But that doesn’t
make them irrelevant at a time when relations between
the United States and Russia are deteriorating; India
and an unstable Pakistan have acquired atomic weaponry;
and military planners from Washington, Tokyo, and Seoul
worry about whether a nuclear-armed China would go to
war to reclaim Taiwan.
Hellman’s method isn’t unfamiliar to those trying to
gauge the risk of failure for complex systems, such as
nuclear reactors. IEEE Spectrum asked J. Wesley Hines, a
professor of nuclear engineering at the University of
Tennessee, to examine Hellman’s methods, which were
detailed in the appendix of the Bent article. “I only
read the appendix but feel his argument is rational and
also feel his methods are justified,” says Hines. “Some
could argue with the numbers he used, but he does give
logical reasons for using those numbers and admits that
they have large uncertainties since the events have been
rare in the past.”
Robert N.
Charette, who runs the risk-management
consultancy ITABHI and is a regular contributor to
IEEE
Spectrum, agrees with Hines. However, he says
Hellman should have also turned the
analysis on its head. “The other side of
the risk equation is, suppose you get rid
of nuclear weapons. Does that increase the probability
of war? Pretending there aren’t any nukes, how many wars
would we have had?”
Hellman thinks that’s definitely a question that must
be answered. “Before adopting a different strategy, we
need to compare the risk of our current nuclear posture
with the risk of that alternative strategy,” he wrote in
an e-mail to IEEE Spectrum. “There are many options
other than just the status quo and complete nuclear disarmament.”
Hellman calls for prestigious scientific and
engineering bodies, such as the U.S. National Academy of
Engineering, to do a far more careful and nuanced
analysis of nuclear deterrence and its alternatives than
he has. “If the results are anywhere near my preliminary
estimate, then the world needs to be 10 000 times
safer,” he says.