Jennifer French, who was paralyzed from the waist down
in 1998 as a result of a snowboarding accident, has a
new mission. Standing up? Walking? No. Been there. Done
that. With the help of electronics implanted in her legs
and lower torso, she can already stand up out of her
wheelchair and even move around using her walker [see
photos, "Standing Up for
Neurotech" and "At the Flick of
a Switch
"]. But now she's taken on a different sort of
challenge: motivating others with neurological injuries
and their caregivers to consider implanted devices. It's
a tougher sell than you might think.
Neuroscientists are, at last, realizing one of the
greatest ambitions in recent medical history: the
ability to tap directly into the human nervous system to
restore motor and sensory functions in patients who lost
them because of injury, illness, or stroke. Those with
certain birth defects could also benefit. The advances
are being driven by a confluence of developments,
including better understanding of the anatomy and
function of nerve fibers and the availability of new
electrodes for interfacing to those fibers. Also, and
perhaps most significant, improved neuromuscular-control
algorithms are permitting more natural movements in
patients by applying more refined electrical signals to
the nerves. All told, the advances are a small but
significant step in what will surely be one of
technology's most enduring quests: the medical
restoration and ultimately even enhancement of human
capabilities by advanced implanted prosthetic systems.
Ironically enough, however, amid these lofty,
science-fiction-like dreams, the budding endeavor is
grappling with a serious problem. Neural engineers,
particularly those designing devices to overcome
paralysis, get little respect from the authorities that
dole out research funding and venture capital
investment, along with the media attention that
accompanies both. The reasons for this short shrift have
little to do with clinical results and users' desires
and rather a lot to do with public perception, the clout
of the pharmaceutical industry, and a pervasive bias
against implanted devices. Implant researchers at
Aalborg University in Denmark, Tohoku University in
Japan, the University of Ljubljana in Slovenia, and
other major neurotechnology centers point to a string of
impressive results with human beings. Meanwhile, the
powerful, well-funded, and media-savvy pharmaceutical
and biotechnology industries regularly trot out films of
partially paralyzed rats recovering some movement
through the miracles of stem-cell therapies,
neural-regeneration techniques, or experimental
pharmaceutical agents. California researchers, for
example, recently felt comfortable enough with their
public clout to launch a voter initiative seeking US $3
billion for stem-cell research in the state. The
grapevine soon delivers the news to sufferers of
paralysis, stroke, or Parkinson's disease, for example,
who become hopeful of a near-term cure. The patients
become less likely to go with an implanted device that
is already available, because it is often regarded as a
temporary fix at best, or an impediment at worst.
French herself, who recently formed a nonprofit
organization called the Society to Increase Mobility
(STIM), in Tampa, Fla., to help spread the word about
neural engineering, knows the problem all too well.
"There is a spinal cord injury community out there that
believes that they should do nothing to their bodies
until the cure is here," she says. "The challenge is:
how do you reach those clinicians and patients in an
environment that is overshadowed by the promise of a
cure soon to come?"
Meanwhile, the list of people who could have more
productive, more comfortable, or more active lives with
these devices keeps growing. Each year there are roughly
10 000 new cases of spinal cord injury in the United
States alone. Electrically stimulating nerves or
muscles, a technique known as functional electrical
stimulation (FES), is also applied to the fast-growing
group of age-related infirmities. The methods include
the use of spinal cord stimulators, which treat chronic
pain or stop urinary incontinence; devices to diminish
the tremors of Parkinson's disease by feeding electrical
impulses to structures deep within the brain; and
stimulators that send signals to the left vagus nerve in
the neck, on its way to the brain, in order to quell
epileptic seizures. Even though many patients are
reluctant to consider a neurostimulation device, a study
by publisher Neurotech Reports, San Francisco, projects
that the market for implanted systems will reach $3.6
billion by 2008 and it is now growing at an annual rate
of 36 percent [see "Industrial Neurotech"].
Supporters of FES take heart in the history of
neuroengineering's top success story so far, the
cochlear implant. After an unencouraging start, when the
device was seen as a threat to deaf culture, it has gone
on to restore at least some hearing to an estimated 70
000 people worldwide, including a growing number of
children. Typically, someone with an implant can
converse on the telephone without the other person
knowing the caller was once deaf. And these implants are
getting better all the time as electrodes become
smaller, sound-processing electronics get smarter, and
surgical implantation procedures are simplified.
Researchers are hopeful that they are on the verge of
repeating this success with retinal implants. At the
moment, the first dozen or so blind volunteers to
receive retinal implants have only very crude
vision—detecting light, movements, and coarse shapes
like the letter L. But even this rudimentary vision has
given hope to thousands of blind people.
One of the more telling examples of how good
neurotechnology has fallen by the way is the story of
the Freehand implanted hand-grasp stimulator for
quadriplegics, which until 2002 was marketed by
NeuroControl Corp., Valley View, Ohio. Originally
developed at the nearby Cleveland Functional Electrical
Stimulation Center, Freehand consists of an
eight-channel stimulator implanted like a pacemaker in
the chest wall. Each channel is connected to electrodes
that are surgically attached to the nerves of the hand
and wrist. The user controls the device by twitching the
opposite shoulder, which activates a mechanical switch.
The switch signals the stimulator to send electrical
impulses to contract the muscles that make the hand
grasp an object. More than 200 individuals with spinal
cord injury at the fifth or sixth of the seven bones in
the neck (counting from the skull) have been implanted
with the device and use it to perform everyday tasks
like combing their hair.
In general, the higher up the injury is on the spinal
cord, the more loss of function results. Quadriplegics
whose injuries are at the base of the neck (C5C6, for
the fifth and sixth cervical vertebrae, in medical
lingo) have some upper body control, while those with
injuries at the second neck bone (C2), such as
Christopher Reeve, lose not only upper body function but
the ability to breathe as well. Those with injuries at
the middle or lower back retain the use of their upper
extremities but usually become paralyzed from the waist down.
Unfortunately, NeuroControl management pulled Freehand
from the market—not because it didn't work, or users
didn't like it, or it wasn't safe, but because of basic
economics. The 1000 or so new cases of C5C6 spinal cord
injury each year were not enough to justify continued
marketing of the device, and not enough of the existing
population of quadriplegics were electing to have the
device implanted. The cost of the device and the
implantation surgery, about $50 000, was another
deterrent, although insurers were beginning to cover the
cost at the time NeuroControl pulled the plug.
NeuroControl's investors liked the numbers better in
the stroke market, with four million existing cases in
the United States and 700 000 new incidents each year,
and so changed focus accordingly. Stroke is more likely
to be treated with therapeutic electrical stimulation
than functional stimulation. Therapeutic stimulation
seeks to restore the natural state of a patient's
neuromuscular system by using electrical impulses
applied to paralyzed or weakened muscles, usually
through electrodes placed on the surface of the skin.
Therapeutic stimulation can also take advantage of an
inherent adaptability in the brain to be retrained and
recover some of the lost function. But because the
connection between the brain and the body is damaged in
people with spinal cord injury, therapeutic stimulation
does not have the same degree of effect.
Joe Katzenstein, vice president of sales and marketing
at NeuroControl, pointed out a more subtle factor that
limited Freehand's penetration into the existing
population of quadriplegics. Freehand users—and the
orthopedic surgeons who implanted them—were generally
pleased with the device's performance. But doctors in
the branch of medicine responsible for spinal cord
injury patients, physiatry, were slow to recommend the
product to their patients. In part this stems from an
inherent distrust of implanted devices—some
physiatrists fear patients will be used to test
potentially dangerous devices.
While calling the Freehand effort "a good start,"
Steven Kirshblum, a leading physiatrist and director of
the spinal cord injury program at Kessler Institute for
Rehabilitation in West Orange, N.J., thinks that a
leadless stimulator that does not require as much
surgery to implant would gain more acceptance.
Another factor was the lack of awareness of the
product and its capabilities among both physiatrists and
their patients. Katzenstein acknowledged that
NeuroControl could have done a better job of promoting
the product to physiatrists in the early stages of
clinical trials. But Kirshblum believes that health care
professionals beyond his small group must be educated
about FES. People with spinal cord injury tend to follow
the advice of their local physicians, he notes.
The industry in general faces hurdles in public
awareness and clinician readiness, according to
panelists at a 2001 neural engineering workshop at the
U.S. National Institutes of Health (NIH), where a panel
of implanted-device users shared their experiences. The
panel included a deaf person who had received a cochlear
implant, a person with Parkinson's disease who had
received a deep-brain stimulator to subdue her tremors,
a quadriplegic who had received the Freehand hand-grasp
stimulator, and a paraplegic who had been implanted with
an experimental standing prosthesis.
Each of the four reported a similar feeling prior to
deciding to go ahead with the implant: a concern that a
cure for the particular disease or disorder was imminent
and that an implant might somehow interfere with that
cure. Such interference is unlikely, but implant makers
have been lax in dispelling this fear. For instance, in
the early days of cochlear implants, still the only real
solution for most deafness, the devices were used only
on one side so that patients would have a "pristine" ear
available for a future miracle cure.
The NIH panelists also felt, at the beginning, that
electrical stimulation represented only a stopgap
technology, not a permanent solution to their disorders.
And they reported that clinicians were sometimes
hesitant to recommend the procedure for financial
reasons. In many cases, it was difficult even to find
information on neural prostheses, because the relevant
patient communities were often in the dark, whether
because of clinician apathy or weak public information
efforts. French's organization, STIM, sees this
frustration daily as paralyzed patients download
information from her Web site about neural prostheses
that just isn't available elsewhere. Each of the
panelists, however, was extremely satisfied with the
implant after receiving it and regretted not opting in
sooner. Even if a cure were to be found tomorrow, each
would still feel that it was worth the effort to get the
implant, recover from surgery, and undergo training.
Perhaps the best example of this reluctance in the
face of great promise is offered by Christopher Reeve,
the actor who has been a crusader for medical research
in the years after an equestrian accident left him
paralyzed to such an extent that he was unable even to
breathe on his own. Last year, Reeve received a great
deal of media attention as a result of improvements in
his condition. Since his injury, he has regained the
ability to move his right wrist, the fingers of his left
hand, and his feet. He can also feel a pinprick on most
parts of his body.
Reeve has given a lot of credit to his activity-based
rehabilitation, which includes electrical-stimulation
exercise sessions, with electrodes placed on the surface
of the skin rather than being implanted. He uses daily
electrical stimulation to build mass in his arms,
quadriceps, hamstrings, and other muscles. Part of his
regimen is riding a stationary bicycle, which uses
electrical stimulation to activate his leg muscles in
the proper sequence to push the pedals.
But despite his support for electrical stimulation as
part of the exercise process, Reeve has never strongly
advocated FES as a long-term solution to paralysis. He
has been much more active in supporting more glamorous
approaches to neurological disorders, including
stem-cell therapies and spinal cord regeneration research.
"There's been a trend to fund research on a cure and
basic science relating to spinal cord injury at the
expense of care research," says the physiatrist
Kirshblum. "This is a problem for our specialty and the
disabled community. Spokespeople for the spinal cord
injury community haven't done enough to promote FES.
Those fighting for a cure have been more vocal."
Many neural engineering researchers complain that the
high-profile Christopher Reeve Paralysis Foundation in
Springfield, N.J., which funds research related to
spinal cord injury, has given short shrift to the
development of FES systems that could restore at least
some function to many people with paralysis sooner. For
example, neural prosthesis research received less than 7
percent of the $1.8 million of grant awards in the
foundation's most recent cycle. And visitors to the
Christopher and Dana Reeve Paralysis Resource Center Web
site (http://www.paralysis.org) find
little FES information.
Susan Howley, director of research for the Christopher
Reeve Paralysis Foundation, acknowledged research toward
a cure for paralysis has been a paramount goal of the
organization. "Spinal cord regeneration has been the
Holy Grail," she says. But, she adds, the foundation now
places more emphasis on rehabilitation technologies,
including neural prostheses. "We now know that
rehabilitation does more than preserve muscle and bone,"
she says. "It may play a role in teaching the spinal
cord after an injury. And every future spinal cord
injury therapy will involve rehabilitation in some way."
Howley says she had not seen a large number of funding
requests from neural prosthesis researchers, but would
be open to considering them, especially those for
devices addressing so-called concomitant functions, like
bowel function and sexual function.
Last year, Reeve himself became something of an
implant convert when he acquired a phrenic nerve
stimulation system, which controls his diaphragm and
dramatically reduces his dependence on a mechanical
ventilator. Working through a laparascope, surgeons
placed electrodes in Reeve's diaphragm muscles. The
electrodes are attached through wires under the skin to
a small external battery pack, which electrically
stimulates the muscle and the phrenic nerves, causing
the diaphragm to contract and air to enter the lungs.
The system was developed at Case Western Reserve
University, Cleveland, Ohio, and is now marketed by
Synapse Biomedical Ltd. of Oberlin, Ohio. Reeve's
decision to go ahead with the implantation not only
provided a good measure of public exposure for neural
engineering, it also raised the hope that other neural
engineering projects would attract more interest from
Reeve's foundation.
Some physicians fear their patients will be used
as guinea pigs to test dangerous devices
Hunter Peckham, director of the Cleveland Functional
Electrical Stimulation Center, which developed French's
standing prosthesis, laments the "defeatist" attitude he
and his colleagues often confront when describing the
new system to patients—the result, in part, of an
ingrained abhorrence of implanted devices. But
resistance and mistrust of medical devices is nothing
new, according to Alfred Mann, the founder of several
implantable device firms.
The hurdles FES faces may be a little different,
though. It is particularly telling to contrast FES's
image with that of pacemakers and defibrillators.
Implanted cardiac devices are a $5 billion business and
are broadly accepted. IEEE Fellow Charles Robinson, a
professor of biomedical engineering at Louisiana Tech
University, in Ruston, suggests that the difference lies
in the fact that cardiac devices are viewed as saving
lives, while FES is thought just to improve the quality
of life, even though the principal outcome of cardiac
stimulators is a quality-of-life improvement.
Engineers who developed the first generation of
cochlear implants are familiar with the phenomenon. When
the first commercially available systems reached the
market in the past decade, vendors faced an onslaught of
opposition from a most unlikely source: the deaf
community itself. Many deaf activists complained that
restoring hearing to deaf people would rob them of their
identity and threaten to shake the cultural bonds formed
by the medium of choice in the community, sign
languages. Today, though, after the implants have
provided some degree of hearing to over 70 000 people
around the world, resistance from within the deaf
community has withered.
Ingrained aversion to implants, however, may be
overcome by making them less of a burden to use and
implant. A good example is the Bion injectable
microstimulator, marketed by Advanced Bionics Inc. [see
illustration, "Injectable Implant
"]. Implants for moving paralyzed limbs usually
require threading leads between the nerves and muscles
to be stimulated and an implanted pacemaker-like control
device, which provides the electrical impulses to
trigger muscle contractions. Bion does away with the
leads and the implanted controller. Originally developed
by collaborating researchers at the Alfred Mann
Foundation, Queens University, in Canada, and Illinois
Institute of Technology, the device measures just 16
millimeters long by 2.4 mm in diameter and is powered
and controlled by radio-frequency signals from a coil
embedded in an article of clothing. It operates using
less than 500 milliwatts of power.
Because the Bion is so small and has no leads, it can
be injected into nearly any part of the body through a
standard 12-gauge needle and a catheter during an office
visit. The developers believe it will go a long way
toward countering objections that clinicians and
patients might have to more cumbersome stimulation
systems. Indeed, Mann is planning to launch a new device
firm that uses Bion technology to treat paralysis caused
by spinal cord injury and stroke.
Joe Schulman, president of the Alfred Mann Foundation,
Valencia, Calif., and one of the developers of the Bion,
envisions a neural prosthesis constructed using multiple
Bions injected into key muscle groups, communicating
with one another and with controlling electronics via an
RF transceiver in each device.
Another bright spot in the FES scene is the growing
number of research groups and companies developing
neural devices to restore sight in the blind. Mann also
founded a neural prosthesis firm in 1998 called Second
Sight, in Sylmar, Calif., which is developing a retinal
implant to treat blindness caused by retinitis
pigmentosa or macular degeneration. The device receives
visual signals from an external camera worn on the head.
The signals are sent wirelessly to an implanted
receiver, which activates electrodes on the surface of
the retina, at the back of the eyeball. Last year,
researchers at the University of Southern California, in
Los Angeles, implanted a 16-electrode array made by
Second Sight in a blind volunteer. Although the
resolution was crude, the volunteer could tell light
from dark and identify basic shapes.
The Second Sight approach is not the only effort to
develop a visual prosthesis. IIP-Technologies in Bonn,
Germany, for example, is developing a retinal implant
with a wireless link to an external imaging system.
There are also several research teams working on a
visual prosthesis that bypasses the eye altogether. It
feeds signals from an external camera directly to the
neurons in the back of the brain that would ordinarily
get signals from the retina.
The use of technologies similar to FES to treat common
neurological problems, such as stroke, chronic pain, and
Parkinson's disease may also raise the profile and
acceptability of FES. Market leader Medtronic Inc.,
Minneapolis, Minn., has done a brisk business with its
Activa deep-brain-stimulation system for treating
Parkinson's and other tremors since the device was
approved by the U.S. Food and Drug Administration last
year. The treatment quickly gained support from
government and private medical insurers.
Optimistic financial outlook aside, many neural
engineers would be happier if their technology could be
put to use first in the seriously disabled communities
that need them the most, regardless of their market
size. And if Jennifer French fulfills her new mission,
that might just happen.
IEEE Transactions on Neural Systems and
Rehabilitation Engineering is the leading publication
for technical material about functional electrical stimulation.